Insider Trading July 8, 2026 08:29 PM

Puma Biotechnology CEO Alan Auerbach Executes $364K Stock Sale Under Pre-Arranged Plan

Insider transaction occurs as shares trade near annual highs, contrasting with recent Q1 earnings miss and board re-election.

By Caleb Monroe
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PBYI

Puma Biotechnology Inc. (NASDAQ:PBYI) President and CEO Alan H. Auerbach completed a sale of 44,058 common shares on July 6, 2026, generating $364,051 in proceeds. The transaction was executed under a Rule 10b5-1 trading plan initiated in December 2020. This activity coincides with the stock trading near its 52-week high of $8.44, a period marked by a 126% annual gain, despite the company reporting a first-quarter net loss that fell short of analyst expectations and revenue figures that missed forecasts.

Puma Biotechnology CEO Alan Auerbach Executes $364K Stock Sale Under Pre-Arranged Plan
PBYI
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Key Points

  • Insider Activity: CEO Alan Auerbach sold 44,058 shares under a Rule 10b5-1 plan, maintaining a substantial direct holding of over 7.2 million shares.
  • Market Valuation: The stock trades near a 52-week high following a 126% annual gain, though analysis suggests it may be undervalued with a fair value of $13.
  • Financial Performance: Recent Q1 2026 earnings missed expectations with a net loss per share of -$0.04 and revenue of $44.8 million, below the $49 million forecast.

Alan H. Auerbach, who serves as both President and CEO of Puma Biotechnology, Inc. (NASDAQ:PBYI), executed a sale of company common stock on July 6, 2026. Mr. Auerbach also holds a position on the company's Board of Directors and maintains a ten percent ownership stake in the enterprise.

The transaction involved the disposal of 44,058 shares of Puma Biotechnology common stock. These shares were sold at a price of $8.263 per share, resulting in total proceeds of $364,051. The sale was conducted under the parameters of a Rule 10b5-1 trading plan, a pre-arranged framework established by Mr. Auerbach on December 17, 2020. This structured approach to selling shares is designed to facilitate transactions in compliance with insider trading regulations.

The timing of this insider sale is notable given the current market context for Puma Biotechnology. The stock has been trading near its 52-week high of $8.44. This price level follows a significant 126% gain over the past year. According to analysis from InvestingPro, the stock currently appears undervalued, with a calculated Fair Value of $13. This valuation suggests potential upside for investors, even as the top executive reduces their holding through this specific transaction.

Following the execution of this sale, Mr. Auerbach's direct holdings in Puma Biotechnology common stock stand at 7,261,671 shares. For investors seeking deeper insights into PBYI's financial health and growth prospects, comprehensive Pro Research Reports are available exclusively on InvestingPro for this equity and over 1,400 other US equities.

In other recent developments, Puma Biotechnology reported its first-quarter 2026 earnings, which revealed a net loss per share that did not meet analyst expectations. Revenue figures for the quarter also fell short of forecasts. The company posted an earnings per share of -$0.04, missing the forecasted $0.00. Revenue for the quarter was recorded at $44.8 million, which was below the anticipated $49 million, marking a revenue surprise of -8.57%.

Additionally, Puma Biotechnology held its 2026 Annual Meeting of Stockholders. During this meeting, shareholders elected eight directors to serve one-year terms until the next annual meeting in 2027. The elected directors include Alan H. Auerbach, Alessandra Cesano, Allison Dorval, Michael P. Miller, Jay M. Moyes, Adrian M. Senderowicz, Brian Stuglik, and Troy E. Wilson. Voting results showed a range of 32,546,955 to 37,472,173 shares in favor, with between 444,129 and 5,369,347 shares withheld. There were also 6,064,713 broker non-votes for each nominee.

Puma Biotech stock data indicates a closing price of 8.13, reflecting a +0.170 (+2.14%) movement. After hours trading showed a price of 8.130 with 0.000 (0.00%) movement. These developments are part of the company's recent activities.

Risks

  • Earnings Miss: The company reported a net loss per share and revenue below forecasts, indicating potential challenges in financial performance.
  • Insider Selling: The sale of shares by the CEO, while under a pre-arranged plan, may be viewed as a signal by the market regarding current valuation levels.

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