Insider Trading March 13, 2026

Sphere 3D CEO Disposes of $15,582 in Shares After RSU Exercise

Transaction follows recent equity maneuvers and Nasdaq compliance notice as company restructures outstanding share count

By Maya Rios ANY
Sphere 3D CEO Disposes of $15,582 in Shares After RSU Exercise
ANY

Kurt L. Kalbfleisch, CEO and CFO of Sphere 3D Corp (NASDAQ: ANY), sold 9,800 shares on March 13, 2026 for $1.59 per share, netting $15,582. The sale came one day after he exercised restricted stock units to acquire 18,358 shares. The company has recently regained Nasdaq minimum bid-price compliance, approved corporate governance measures at a special meeting and announced a 1-for-10 reverse split that will cut its outstanding shares to roughly 3.4 million.

Key Points

  • Sphere 3D CEO and CFO Kurt L. Kalbfleisch sold 9,800 shares on March 13, 2026 for $1.59 per share, totaling $15,582.
  • Kalbfleisch exercised restricted stock units on March 12, 2026, acquiring 18,358 shares; the stock trades at $1.62 and is down 67% over the past year and 46% year-to-date.
  • Company actions include Nasdaq notice confirming minimum bid-price compliance, a 1-for-10 reverse stock split effective February 9, 2026 reducing outstanding shares to about 3.4 million, approval of warrant inducement and a name change at a meeting with 36% of shares represented, and appointment of Tiah Reppas as chief accounting officer with specified compensation terms.

Kurt L. Kalbfleisch, who serves as both chief executive officer and chief financial officer of Sphere 3D Corp (NASDAQ: ANY), completed a sale of common stock on March 13, 2026, disposing of 9,800 shares at $1.59 per share. The transaction had an aggregate value of $15,582.

The disposition followed a separate equity event on March 12, 2026, when Kalbfleisch exercised restricted stock units to acquire 18,358 shares of the company's common stock.

At the time the sale was reported, Sphere 3D's stock was trading at $1.62 per share. The share price has declined 67% over the past year and 46% year-to-date.


Corporate and market developments

In related corporate news, Sphere 3D announced that it had regained compliance with the Nasdaq Capital Market's minimum bid price requirement. A written notice from Nasdaq confirmed the company now meets the criterion of maintaining a minimum closing bid price of $1.00 per share.

The company also plans to effect a 1-for-10 reverse stock split, with the split to take effect on February 9, 2026. Management indicated this action will reduce the number of outstanding common shares from approximately 33.9 million to roughly 3.4 million.

At a special shareholder meeting, proposals concerning warrant inducement and a corporate name change were approved. The special meeting recorded representation of 36% of outstanding shares.


Management appointment and compensation terms

Sphere 3D has named Tiah Reppas as its chief accounting officer, with the appointment effective December 17. Her employment agreement provides for an annual base salary of $280,000 and eligibility for a discretionary bonus of up to 60% of that salary. The contract also contemplates the potential grant of additional restricted stock units tied to performance, and she will participate in the company's executive benefit plans.


Valuation commentary included in third-party analysis

An InvestingPro analysis cited within company commentary indicated the stock appears undervalued at current levels, and Fair Value estimates from that service suggest there may be upside. The analysis referenced availability of 17 additional ProTips through InvestingPro.

These developments - the insider sale and RSU exercise, Nasdaq compliance confirmation, the approved shareholder proposals, the reverse split and the accounting officer appointment - form the recent sequence of corporate actions reported by Sphere 3D.

Risks

  • The company's share price has declined 67% over the past year and 46% year-to-date, reflecting elevated market volatility for the stock.
  • Only 36% of outstanding shares were represented at the special shareholder meeting, indicating limited shareholder participation in recent governance votes.
  • The planned 1-for-10 reverse stock split will reduce outstanding shares from approximately 33.9 million to about 3.4 million, which may affect liquidity and market float.

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