Insider Trading February 9, 2026

Saba Capital Reduces Stake in Ellsworth Growth & Income Fund, Sells 34,042 Shares

Two transactions on Feb. 5-6, 2026 lower the 10% holder’s position while the fund maintains a high yield and low P/E

By Marcus Reed ECF
Saba Capital Reduces Stake in Ellsworth Growth & Income Fund, Sells 34,042 Shares
ECF

Saba Capital Management, L.P., a roughly 10% owner of Ellsworth Growth & Income Fund Ltd (NYSE: ECF), disposed of 34,042 shares across two trades on February 5 and 6, 2026, realizing $407,349. The fund continues to show a 13.9% dividend yield, a P/E of 3.51, and a "GREAT" financial health rating despite the sales.

Key Points

  • Saba Capital Management, L.P. sold 34,042 shares of Ellsworth Growth & Income Fund Ltd (NYSE: ECF) on February 5-6, 2026, for a total of $407,349.
  • The two trades were executed at prices between $11.95 and $12.02 - 7,824 shares at $12.02 on Feb. 5 and 26,218 shares at $11.95 on Feb. 6 - leaving Saba with 1,646,578 shares after the transactions.
  • ECF reports a 13.9% dividend yield, 40 consecutive years of dividend payments, a P/E ratio of 3.51, and a "GREAT" financial health rating, factors that continue to draw income-focused investors.

Saba Capital Management, L.P. - identified in regulatory filings as holding about 10% of Ellsworth Growth & Income Fund Ltd (NYSE: ECF) - announced the sale of 34,042 shares of the fund's common stock in two separate transactions conducted on February 5 and February 6, 2026. The combined proceeds from those trades were $407,349, with execution prices spanning $11.95 to $12.02 per share.

On February 5, Saba Capital sold 7,824 shares at $12.02 per share. After that trade, the firm's reported stake fell to 1,672,796 shares. The following day, February 6, the firm completed an additional sale of 26,218 shares at $11.95 per share, which reduced its holdings to 1,646,578 shares.

The filings do not provide commentary on the motivation for the transactions or whether they reflect a broader shift in Saba Capital's position. The paperwork shows only the quantities, dates, prices, and the resulting change in post-transaction holdings.

Ellsworth Growth & Income Fund retains attributes that commonly attract income-focused investors. The fund currently offers a 13.9% dividend yield and has a record of paying dividends for 40 consecutive years. Additional metrics included in the filing highlight a price-to-earnings ratio of 3.51 and a financial health assessment rated as "GREAT." The filing notes these characteristics alongside the reporting of Saba's sales.

In aggregate, the two trades generated $407,349 for Saba Capital and left it with 1,646,578 shares. The numerical details in the disclosure are specific: 7,824 shares sold on February 5 at $12.02, followed by 26,218 shares on February 6 at $11.95, for a total of 34,042 shares sold. Prices on the two days ranged from $11.95 to $12.02.

Beyond the transaction totals and share counts, the filing does not supply information about any subsequent actions by Saba Capital or by other large holders. The document also does not state whether the fund plans any change to its dividend policy or capital structure in response to the reported trades.


Context note: The facts above are taken from the regulatory report on the sales and from the fund's reported metrics. Where the filing is silent - for example on the reasons for the sale or future intentions - that absence of information is reflected here rather than inferred.

Risks

  • The filings do not disclose the motivation behind Saba Capital's sales, creating uncertainty about whether these transactions reflect a change in strategy or are one-off portfolio adjustments - this affects investors and market participants monitoring large holder activity.
  • The report provides no information on whether other major shareholders will alter their positions following Saba's reduced stake, leaving potential market reaction uncertain - relevant to the financial and investment sectors.
  • There is no indication in the filing that the fund will change its dividend policy or payout practices in response to the reported sales, so reliance on the currently stated yield carries the same inherent uncertainty expressed in the filing.

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