Insider Trading March 16, 2026

Pagaya Technologies President Sells $106,624 in Stock to Cover Tax Obligations

Transaction disclosed as shares trade near their 52-week low amid mixed analyst views and a recent $400M auto ABS deal

By Priya Menon PGY
Pagaya Technologies President Sells $106,624 in Stock to Cover Tax Obligations
PGY

Pagaya Technologies President Das Sanjiv disposed of 9,702 Class A shares on March 12, 2026, at $10.99 per share for proceeds of $106,624, concurrently exercising options for 23,750 shares to satisfy tax liabilities tied to a compensatory award. The move was reported on a Form 4 filing as the stock trades near a 52-week low and after Pagaya closed a $400 million auto asset-backed securitization. Analysts have adjusted price targets following the company’s fourth-quarter 2025 results and first-quarter 2026 guidance.

Key Points

  • Insider sale: Pagaya President Das Sanjiv sold 9,702 Class A shares on March 12, 2026, at $10.99 per share for $106,624 and simultaneously exercised options for 23,750 shares at $0 to cover tax obligations related to a compensatory award.
  • Company activity: Pagaya closed a $400 million auto asset-backed securitization (RPM 2026-1) with participation from over 20 investors and a 62% year-over-year increase in investor participation.
  • Market and valuation context: Shares trade near a 52-week low of $8.50, down 76% from the 52-week high of $44.99; InvestingPro lists Pagaya at a P/E ratio of 11.83, while analysts have issued a range of revised price targets following fourth-quarter 2025 results and softer first-quarter 2026 guidance.

Transaction details

Pagaya Technologies (NASDAQ: PGY) President Das Sanjiv executed a sale of 9,702 Class A Ordinary Shares on March 12, 2026, at $10.99 per share, producing gross proceeds of $106,624. The insider transaction was reported in a Form 4 filing with the Securities and Exchange Commission.

On the same date, Das exercised options that converted into 23,750 Class A shares at an exercise price of $0. The filing specifies that the subsequent sale of the 9,702 shares was carried out to satisfy tax obligations arising from the vesting of a compensatory award.


Share performance and valuation note

At the time of the transaction, Pagaya's stock was trading close to its 52-week low of $8.50, a level that sits 76% below the 52-week high of $44.99. According to InvestingPro analysis cited in the filing, Pagaya's shares trade at a price-to-earnings ratio of 11.83, a valuation metric the platform uses as part of its research coverage.


Corporate activity and market participation

Separately from the insider activity, Pagaya reported the closing of its first auto asset-backed securitization for 2026, a $400 million transaction labeled RPM 2026-1. The deal included participation from more than 20 investors and represented a 62% increase in investor participation year-over-year, according to company disclosures.


Recent financial results and analyst responses

Following Pagaya’s fourth-quarter 2025 earnings, which showed a modest revenue shortfall and guidance for the first quarter of 2026 that was softer than the market expected, several research firms updated their price targets.

  • Benchmark lowered its price target to $33 while retaining a Buy rating.
  • Canaccord Genuity revised its target to $32, citing the company’s prudent underwriting and steady investor returns.
  • Stephens cut its target to $25, noting that although Net Income and EPS beat expectations, volumes and revenues lagged forecasts.
  • Citizens reduced its target to $22, pointing to expectations for slower growth and reduced operating leverage in the year ahead.

What this means

The Form 4 filing provides a clear administrative rationale for the sale - tax liabilities triggered by the vesting of a compensatory award. The transaction was executed concurrently with option exercises and disclosed in accordance with SEC reporting requirements. At the same time, Pagaya’s recent securitization activity and mixed analyst revisions underline ongoing investor debate about near-term growth and operating leverage.

Risks

  • Analyst target revisions and mixed ratings create uncertainty around consensus valuation and investor expectations - this affects market participants and equity investors tracking financials and fintech names.
  • Softer-than-expected guidance for the first quarter of 2026 and a modest revenue miss in fourth-quarter 2025 introduce execution risk related to growth and operating leverage - relevant to capital markets and lending-focused segments.
  • Share price pressure, with the stock trading near its 52-week low, may constrain liquidity and investor appetite, impacting the company’s cost of capital and market perception in financial and securitization markets.

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