Insider Trading March 16, 2026

Netlist CFO Sells $31,347 in Stock to Cover RSU Tax Withholding

Form 4 filing shows Gail M. Sasaki disposed of 20,898 shares as Netlist shares trade near 52-week highs following a strong revenue quarter

By Avery Klein NLST
Netlist CFO Sells $31,347 in Stock to Cover RSU Tax Withholding
NLST

Netlist Executive Vice President and CFO Gail M. Sasaki sold 20,898 shares on March 16, 2026, in a transaction recorded on a Form 4 with the SEC. The sale, executed to meet tax withholding obligations tied to vested restricted stock units, generated $31,347. The company's latest quarter delivered revenue well above expectations, while an external analysis flagged the shares as appearing overvalued.

Key Points

  • CFO Gail M. Sasaki sold 20,898 Netlist shares on March 16, 2026, for $31,347 at prices between $1.50 and $1.53.
  • The sale was executed to cover tax withholding obligations associated with vested restricted stock units; Sasaki now directly owns 518,470 shares including unvested RSUs.
  • Netlist reported Q4 2025 EPS of -$0.01 that met expectations and revenue of $75.7 million, a 61.06% beat versus the $47 million forecast; InvestingPro analysis flagged the stock as appearing overvalued.

Key transaction details

Netlist (NASDAQ:NLST) Executive Vice President and CFO Gail M. Sasaki reported the sale of 20,898 shares of common stock on March 16, 2026, in a Form 4 filing with the Securities and Exchange Commission. The reported sale prices ranged from $1.50 to $1.53 per share, producing total gross proceeds of $31,347.


Reason for the sale and ownership after the transaction

The filing states the shares were sold to satisfy tax withholding obligations stemming from the vesting of restricted stock units. After completing the sale, Sasaki is listed as directly owning 518,470 shares of Netlist, a figure that includes unvested restricted stock units.


Market context

Netlist's ordinary shares have been trading near a 52-week high of $1.73, and the stock has risen 98% over the past six months. Separately, InvestingPro analysis cited in the filing notes that the stock appears overvalued at current levels.


Recent financial results

Netlist reported fourth-quarter results for 2025 that showed earnings per share of -$0.01, meeting consensus EPS expectations. Revenue for the quarter was $75.7 million, materially ahead of the forecasted $47 million, representing a 61.06% revenue surprise relative to estimates.


Additional disclosures from the earnings release

The earnings report did not reference any mergers or acquisitions. The filing also notes there were no recent analyst upgrades or downgrades reported for Netlist in connection with the earnings announcement, and no other company news was provided in that context.


What is documented and what is not

All items above are drawn directly from the Form 4 filing and the company’s public earnings disclosure. The filing specifies the trade date, number of shares sold, price range, total value of the transaction, stated reason for the sale, and the post-transaction ownership total for the insider. The earnings figures and the cited analysis about valuation are also included as reported. The public disclosures cited did not mention any strategic transactions such as mergers or acquisitions, nor did they report analyst rating changes.

Readers should note that the sale was described as a tax-related transaction tied to RSU vesting; no other motivations or interpretations are provided in the filings cited.

Risks

  • Valuation concern - InvestingPro analysis indicates the stock appears overvalued at current trading levels, which could affect investor perception and market activity in the equity.
  • Earnings uncertainty - Although revenue materially beat forecasts, reported EPS remained negative at -$0.01, signifying ongoing profitability challenges that investors may weigh.
  • Limited analyst and strategic signals - The earnings disclosure did not mention mergers or acquisitions and there were no reported analyst upgrades or downgrades, leaving limited forward guidance or third-party analyst reaction in the public record.

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