Insider Trading February 24, 2026

Natural Alternatives International CEO Makes Small Open-Market Purchases Amid Credit Waiver

Mark A. Ledoux bought 2,000 shares as the company secured a waiver from Wells Fargo after covenant breaches were disclosed

By Derek Hwang NAII
Natural Alternatives International CEO Makes Small Open-Market Purchases Amid Credit Waiver
NAII

Natural Alternatives International Inc. CEO Mark A. Ledoux acquired 2,000 shares of company stock between February 20 and February 24, 2026, spending roughly $5,398. The buys occurred as the share price hovered near a 52-week low and followed an SEC filing that the company obtained a Waiver and Release Agreement from Wells Fargo related to covenant breaches in its credit agreement for the fiscal first quarter ended September 30, 2025.

Key Points

  • CEO Mark A. Ledoux purchased 2,000 shares of Natural Alternatives International between February 20 and February 24, 2026, spending about $5,398 at prices from $2.655 to $2.71.
  • Following the purchases, Ledoux directly owns 156,971 shares and also holds substantial indirect and custodial positions totaling several hundred thousand additional shares.
  • The company secured a Waiver and Release Agreement from Wells Fargo after disclosing covenant breaches for the fiscal first quarter ended September 30, 2025, related to maximum net loss and the fixed charge coverage ratio.

Natural Alternatives International Inc. (NASDAQ: NAII) disclosed a sequence of small open-market purchases by Chief Executive Officer Mark A. Ledoux over a five-day span in late February 2026. According to the filings, Ledoux bought a total of 2,000 shares between February 20 and February 24 for an aggregate cost of about $5,398, with per-share prices ranging from $2.655 to $2.71.

The transactions were executed as the stock traded close to its 52-week low of $2.33 and after the share price had declined roughly 30 percent over the previous six months. The documented purchases break down as follows: 250 shares at $2.655 on February 20; 750 shares at $2.70 on February 23; and 1,000 shares at $2.71 on February 24.

After these acquisitions, Ledoux is reported to directly hold 156,971 shares of Natural Alternatives International. In addition to his direct ownership, the filings list significant indirect and custodial positions: 481,905 shares through the LeDoux Family Limited Partnership; 69,416 shares held in an IRA; 7,200 shares held as custodian for Marcelle Jeannette LeDoux; 800 shares held as custodian for Jean-Marc Emile LeDoux; and 7,500 shares held as custodian for Aimee LeDoux.

Market data referenced in the filings also included an InvestingPro analysis indicating the stock trades at approximately 0.25 times book value. The same platform is noted as offering 12 additional ProTips and broader financial metrics for those seeking further analysis of the company’s valuation and financial picture.


Separately, recent regulatory disclosures show the company has reached a Waiver and Release Agreement with Wells Fargo Bank in relation to its existing credit agreement. Natural Alternatives International previously reported it was not in compliance with two financial covenants - the maximum net loss covenant and the fixed charge coverage ratio - for the fiscal first quarter ended September 30, 2025. The company notified Wells Fargo of those covenant breaches and formally requested a waiver for all defaults under the credit agreement.

According to the SEC filing cited by the company, Wells Fargo granted the requested waiver. The filing frames the agreement as part of the company’s efforts to address the covenant breaches and manage its financial obligations, language that may be intended to reassure shareholders and stakeholders about the company’s engagement with its lender.


These developments - insider buying at depressed prices and a lender waiver following covenant breaches - are the primary items disclosed in recent filings. The CEO purchases are modest in scale relative to his total holdings, and the waiver confirms the company and its lender reached a near-term resolution of the specific compliance issues disclosed for the stated quarter.

No additional operational updates or forward-looking statements were included in the filings summarized here. Where the public record is limited to cited SEC documents and the InvestingPro valuation snapshot, readers should note that the available disclosures focus on ownership changes and credit agreement status rather than broader business performance or future capital plans.

Risks

  • Credit covenant non-compliance - The company previously breached covenants tied to maximum net loss and fixed charge coverage ratio, which affected the credit agreement with Wells Fargo and required a formal waiver.
  • Share price weakness - The stock is trading near its 52-week low of $2.33 and has fallen about 30 percent over the past six months, indicating market pressure on the equity.
  • Concentration of insider holdings - A substantial portion of the CEO’s economic exposure is held indirectly through family and custodial arrangements, which may limit the impact of modest direct open-market purchases on market sentiment.

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