Insider Trading February 18, 2026

Lumentum Executive Sells $1.87M in Stock Amid Strong Quarterly Results and Analyst Upgrades

EVP Vincent Retort completed Rule 10b5-1 plan sales while company posts upside results and receives multiple price-target increases

By Caleb Monroe LITE
Lumentum Executive Sells $1.87M in Stock Amid Strong Quarterly Results and Analyst Upgrades
LITE

Vincent Retort, Executive Vice President for Module Business Unit R&D and Product Development at Lumentum Holdings Inc. (LITE), sold 2,736 shares of company stock on Feb. 17, 2026, for roughly $1.87 million under a previously adopted Rule 10b5-1 plan. The transactions occurred at prices between $530.8035 and $557.8428. The sales follow a Feb. 15 disposition of 3,039 shares withheld to cover taxes related to vested restricted stock units. These moves leave Retort with 96,280 directly held shares. The insider activity coincides with Lumentum’s strong Q2 fiscal 2026 results, upward analyst revisions and commentary highlighting the company’s role in AI infrastructure.

Key Points

  • Lumentum EVP Vincent Retort sold 2,736 shares on Feb. 17, 2026, for about $1.87 million under a Rule 10b5-1 plan adopted Nov. 13, 2025, with trade prices between $530.8035 and $557.8428.
  • On Feb. 15, 2026, 3,039 shares were withheld to cover tax obligations from vested RSUs, recorded at $562.74 per share for $1.71 million; Retort now directly owns 96,280 shares.
  • Lumentum reported Q2 FY2026 results beating EPS and revenue estimates and issued Q3 guidance above consensus; multiple analysts raised price targets and/or ratings, highlighting the company’s role in AI infrastructure.

Vincent Retort, who serves as Executive Vice President for Module Business Unit R&D and Product Development at Lumentum Holdings Inc. (NASDAQ: LITE), executed the sale of 2,736 shares of common stock on February 17, 2026, generating approximately $1.87 million in proceeds. According to the Form 4 filing with the Securities and Exchange Commission, the trades were completed in multiple transactions at prices ranging from $530.8035 to $557.8428.

The filing notes that the February 17 sales were carried out under a Rule 10b5-1 trading plan that Retort adopted on November 13, 2025. In a separate action two days earlier, on February 15, 2026, Retort had 3,039 shares of Lumentum common stock withheld by the company to satisfy income tax obligations tied to the vesting of restricted stock units; those withheld shares were recorded at a price of $562.74 per share for a total value of $1.71 million.

Following the combination of these transactions, Retort’s direct holdings in Lumentum total 96,280 shares. The Form 4 discloses the mechanics and timing of the trades but does not state any additional intent or future trading plans beyond the existence of the Rule 10b5-1 program.

Market-data referenced in the filing summary indicates mixed signals on valuation and momentum. InvestingPro data cited in the filing context suggests the stock appears overvalued versus its Fair Value, noting a trailing price-to-earnings ratio of 180.12. The same data source flags the stock as being in overbought territory based on its relative strength index (RSI).


Those insider transactions came against the backdrop of Lumentum’s recently reported second-quarter fiscal 2026 results, which showed earnings per share of $1.67, above the consensus estimate of $1.39. Revenue for the quarter reached $665.5 million, outpacing the projected $646.7 million. Management’s outlook for the third quarter also exceeded consensus expectations, with guidance reflecting revenue and EPS projections that are 14% and $0.65 higher than Wall Street consensus, respectively.

Following the earnings release and forward guidance, several research firms revised their price targets and ratings. Needham raised its price target to $550, Rosenblatt to $580, and Stifel to $480; each maintained a Buy rating. B.Riley upgraded Lumentum from Neutral to Buy and increased its price target to $526, citing growth opportunities such as Optical Circuit Switching and Co-Packaged Optics.

Analyst actions and company guidance underline Lumentum’s positioning in AI infrastructure markets. The filing and associated commentary state that the company’s technology is utilized across major AI data centers, a factor referenced by the firms that adjusted their targets.


Summary of transactions and context:

  • Feb. 17, 2026: Retort sold 2,736 shares for approximately $1.87 million at prices between $530.8035 and $557.8428 under a Rule 10b5-1 plan adopted Nov. 13, 2025.
  • Feb. 15, 2026: 3,039 shares were withheld by Lumentum to cover taxes from RSU vesting, recorded at $562.74 per share for $1.71 million.
  • Post-transactions direct ownership: 96,280 shares.
  • Company performance: Q2 FY2026 EPS $1.67 vs. $1.39 forecast; revenue $665.5 million vs. $646.7 million estimate; Q3 guidance above consensus.
  • Analyst moves: Needham, Rosenblatt, Stifel raised targets and kept Buy; B.Riley upgraded to Buy and raised target to $526.

The regulatory disclosure, market-valuation notes and the timing of analyst adjustments provide a concise record of insider activity set against a backdrop of stronger-than-expected financial results and positive analyst commentary. The Form 4 filing documents the sales and confirms the Rule 10b5-1 plan adoption date; it does not provide additional commentary on the executive’s motives or future trading intentions.

Risks

  • Valuation concerns: InvestingPro data cited in the filing indicates Lumentum may be trading above its Fair Value, with a trailing P/E of 180.12, which could pressure returns if fundamentals do not keep pace - impacts investors and equity markets.
  • Momentum indicator caution: The same data flags the stock as overbought by RSI measures, suggesting potential near-term price volatility - relevant to traders and market participants.
  • Interpretation of insider activity: The reported sales under a 10b5-1 plan and tax-withholding related disposals could be perceived differently by market participants, creating uncertainty around sentiment in the semiconductor and AI infrastructure sectors.

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