Insider Trading March 17, 2026

Kepler Gust Sells $1.38M in Realloys Shares as Company Advances Projects and Technology

Ten percent owner trims stake through two Form 4-reported transactions while Realloys moves forward with $50M offering, Ohio facility and a hydrofluoric-acid-free process

By Sofia Navarro ALOY
Kepler Gust Sells $1.38M in Realloys Shares as Company Advances Projects and Technology
ALOY

Kepler Gust, a 10% owner of Realloys Inc (EXCHANGE:ALOY), disposed of common stock totaling $1.38 million in two transactions reported on Form 4. The company has also completed a $50 million underwritten offering, outlined a heavy rare earth metallization facility in Ohio targeted for early to mid-2027, and disclosed independent lab results for a new metallization-grade fluoride process that avoids hydrofluoric acid.

Key Points

  • Kepler Gust, a 10% owner of Realloys Inc (EXCHANGE:ALOY), sold $1.38 million of common stock in two transactions reported on Form 4 - insider activity and capital markets.
  • Realloys completed a $50 million underwritten public offering (2,702,702 shares at $18.50) and gave underwriters a 30-day option on an additional 396,963 shares - corporate financing to support projects.
  • Company plans a heavy rare earth metallization facility in Ohio (estimated cost ~$40 million) aiming for early to mid-2027 operations; new fluoride production process validated by independent lab tests.

Kepler Gust, identified as a ten percent owner of Realloys Inc (EXCHANGE:ALOY), sold common shares of the company totaling $1.38 million, according to a Form 4 filing with the Securities and Exchange Commission.

The sales were executed in two separate trades at prices spanning $11.0072 to $12.3056 per share. Market data in the filing notes that the stock subsequently reached $13.75, up from a prior close of $11.25, despite a reported one-week decline of 18.5%. Over a longer horizon, shares have risen 271% in the past year, per InvestingPro data cited in the filing.

Transaction specifics disclosed on the Form 4 show that on March 13, 2026, Gust sold 49,000 shares at $12.3056 per share. Three days later, on March 16, 2026, Gust sold an additional 71,000 shares at $11.0072 per share. After these dispositions, the filing records that Gust directly holds 476,218 shares of Realloys Inc.

The filing also documents an earlier transfer on February 24, 2026, in which Gust sold 1,634,999 shares of Series A Convertible Preferred Stock for $1.00. Those preferred shares are convertible into common stock on a one-for-one basis.


Corporate financing and project updates

Separately, Realloys Inc has completed an underwritten public offering that raised $50 million through the sale of 2,702,702 shares of common stock at $18.50 per share. The company granted the underwriters a 30-day option to purchase up to an additional 396,963 shares. Company statements describe the capital raise as intended to support the company’s ongoing projects and expansions.

Among disclosed initiatives, Realloys announced plans to build a heavy rare earth metallization facility in Ohio, with operations targeted to begin between early and mid-2027. The project is estimated to cost approximately $40 million and is planned to produce about 30 tonnes of dysprosium metal and 15 tonnes of terbium metal each year.

On the technology front, Realloys demonstrated a new process for producing metallization-grade rare earth fluorides that does not use hydrofluoric acid. Independent laboratory testing, as noted by the company, confirmed the process meets industry standards, recording oxygen content below 1% by weight. The company characterized these developments as part of its strategic initiatives in both technological innovation and expansion of production capabilities.


Context and balance-sheet notes

The Form 4 disclosure and the company’s financing and operational announcements together outline recent liquidity events for both a significant shareholder and the company. The convertible preferred sale and the common-stock offering both have implications for potential future share counts, given the one-for-one conversion terms of the Series A preferred and the underwriters’ option. The company indicates the proceeds are earmarked to support projects already underway and planned expansions.

Details in the filings and company statements provide a factual record of insider sales, capital raising and the timeline and estimated cost for a new production facility, along with laboratory-validated technical results for a new fluoride production method.

Risks

  • Timing uncertainty for the Ohio facility - operations are targeted for early to mid-2027, but the filing specifies a target window rather than a firm start date. This affects manufacturing and supply-chain timelines in the metals and manufacturing sectors.
  • Potential dilution from recent financing - the $50 million common offering and the one-for-one convertible Series A preferred shares introduce possible increases in outstanding shares, impacting capital markets and equity holders.
  • Share-price volatility - the stock recorded a 1-week decline of 18.5% even as it has risen 271% over the past year, indicating short-term price swings that can affect investor exposure in metals and mining-related equities.

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