Insider Trading March 19, 2026

Insider Pesic Moves 300,000 Silvaco Shares in Arrangement Reported After Deadline

Sale tied to a non-recourse stock loan and now subject to arbitration; Silvaco posted an EPS miss even as revenue met guidance

By Leila Farooq SVCO
Insider Pesic Moves 300,000 Silvaco Shares in Arrangement Reported After Deadline
SVCO

Yelena I. Pesic, a member of a 10% owner group in Silvaco Group, Inc. (SVCO), transferred 300,000 common shares on December 4, 2025, at an implied per-share value of $1.99, producing a $597,000 transaction value. The transaction was reported late after an initial belief it was a non-reportable pledge and is now the subject of an arbitral dispute. Pesic continues to hold 3,603,073 shares. Separately, Silvaco reported fourth-quarter fiscal 2025 results with an EPS shortfall against expectations while revenue aligned with guidance; Needham maintained a Buy rating and $10.00 target.

Key Points

  • Pesic transferred 300,000 SVCO shares on December 4, 2025, at an implied $1.99 per share, totaling $597,000; she now directly owns 3,603,073 shares.
  • The Form 4 was filed late after an initial belief the transfer was a non-reportable pledge; the transaction is now subject to arbitration.
  • Silvaco reported Q4 FY2025 EPS of -$0.03 versus an expected $0.11 (127.27% negative surprise) while revenue of $18.3 million met guidance; Needham reiterated a Buy with a $10.00 target, citing strength in IP and TCAD and weakness in EDA.

Summary of transaction

Yelena I. Pesic, identified as a member of a 10% owner group in Silvaco Group, Inc. (EXCHANGE:SVCO), transferred 300,000 shares of common stock on December 4, 2025. The reported per-share implied value for the transfer was $1.99, producing a total reported transaction value of $597,000. After the transfer, Pesic is recorded as directly owning 3,603,073 shares of Silvaco common stock.


Reporting, structure and dispute

The transaction appears on a Form 4 that was filed after the usual reporting deadline. The Reporting Person originally treated the transaction as a non-reportable pledge of issuer securities. That determination was later reversed and the transaction was reported on the Form 4 based on the terms of the arrangement. The filing notes that the nature of the transaction is currently the subject of a dispute in an arbitral proceeding.

The Form 4 discloses that the reported price reflects the implied per-share value of shares transferred under an arrangement described as a non-recourse stock loan. Under that arrangement, the shares were transferred to a counterparty and the loan proceeds were limited to approximately 45% of the market value of the transferred shares, as determined under the terms of the arrangement, rather than representing a negotiated sale price.


Market movement and valuation commentary

Since the reported transfer at the $1.99 implied price, Silvaco's stock has advanced to $6.39 and is trading close to its 52-week high of $6.57. An InvestingPro analysis cited in the reporting indicates the stock appears overvalued at current levels, identifying SVCO among stocks trading above their Fair Value on that platform.


Recent financials

Silvaco Group Inc.'s fourth-quarter fiscal 2025 results show an earnings per share (EPS) of -$0.03, missing analyst expectations of $0.11 by a negative surprise of 127.27%. Revenue for the quarter was $18.3 million, which the company reported as in line with its guidance.

Needham, in response to the results, reiterated a Buy rating on Silvaco and maintained a $10.00 price target. The firm cited strong performance in the company's IP and TCAD segments, while noting that the EDA segment experienced a decline.


Implications and context

The filing frames the transfer as part of a financing arrangement rather than a simple outright sale, and it is this structure - a non-recourse stock loan with proceeds capped at roughly 45% of the valuation applied under the arrangement - that underlies both the reported per-share value and the ensuing dispute now in arbitration. The company’s recent quarter illustrates mixed operating signals: revenue aligned with guidance, while EPS materially missed consensus. Analyst positioning remains positive from Needham despite the EPS miss.


Key points

  • Pesic transferred 300,000 Silvaco shares on December 4, 2025, at an implied price of $1.99, for $597,000 total; she now directly owns 3,603,073 shares.
  • The Form 4 was filed late after the Reporting Person initially treated the transaction as a non-reportable pledge; the transaction is now in dispute in an arbitral proceeding.
  • Silvaco reported Q4 FY2025 EPS of -$0.03 versus an expected $0.11 (a 127.27% negative surprise) while revenue of $18.3 million matched guidance; Needham reiterated a Buy with a $10.00 target, citing IP and TCAD strength despite EDA weakness.

Risks and uncertainties

  • The legal and contractual nature of the transfer remains unsettled, as the transaction is described as subject to arbitration - creating uncertainty around the transfer’s final characterization and potential outcomes for the reporting parties.
  • The reported per-share value is an implied figure tied to a non-recourse stock loan that limited proceeds to about 45% of the arrangement’s determined market value, not a negotiated sale price, which complicates interpretation of the transaction as an ordinary market sale.
  • Silvaco’s recent EPS miss introduces short-term earnings risk for the company, even though revenue met guidance and an analyst firm maintained a Buy rating; segments such as EDA are showing weakness while IP and TCAD are cited as stronger contributors.

Conclusion

The record shows a sizeable transfer of Silvaco shares by a member of a 10% owner group recorded at an implied low per-share value under a financing arrangement. The late reporting, the transaction’s ties to a non-recourse stock loan with proceeds capped at approximately 45% of a determined value, and the pending arbitration all add layers of complexity to the event. At the same time, corporate results for the quarter present a mixed picture: revenue in line with guidance but a significant EPS shortfall, while at least one analyst firm preserved a favorable rating and target.

Risks

  • The transaction’s legal characterization is unsettled and currently subject to an arbitral proceeding, creating uncertainty for the reporting parties and potential effects on share ownership records.
  • The reported per-share amount reflects an implied valuation under a non-recourse stock loan (with proceeds limited to ~45% of the arrangement’s determined market value) rather than a negotiated sale price, complicating market interpretation.
  • Silvaco’s EPS materially missed expectations, introducing earnings risk despite revenue aligning with guidance and an analyst maintaining a positive rating; segment-level performance diverges (IP and TCAD strong, EDA declined).

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