Insider Trading February 25, 2026

Hercules Capital Director Purchases $100,320 in HTGC Shares as NAV Rises; Piper Sandler Lowers Rating

Director Gayle A. Crowell adds 6,600 shares amid stock trading near 52-week low while Hercules updates preliminary NAV and amends Savara loan

By Ajmal Hussain HTGC
Hercules Capital Director Purchases $100,320 in HTGC Shares as NAV Rises; Piper Sandler Lowers Rating
HTGC

Gayle A. Crowell, a director at Hercules Capital, Inc. (NASDAQ: HTGC), purchased 6,600 shares on February 23, 2026, at $15.20 per share for a total of $100,320. The buy comes as HTGC trades at $15.07, close to its 52-week low of $14.96 and down roughly 20% year-to-date. Hercules reported preliminary estimates lifting its estimated net asset value per share to a range of $12.10 to $12.16 as of December 31, 2025, and amended a loan agreement with Savara Inc. to provide up to an additional $75 million tied to regulatory approval. Separately, Piper Sandler reduced its rating on the stock to Neutral and lowered its price target to $17.50, citing risks from the company’s concentration in the software sector amid AI disruption. InvestingPro Tips flags HTGC as trading in oversold territory with a 12.88% dividend yield, and its Pro Research Report covers HTGC among 1,400+ U.S. equities.

Key Points

  • Gayle A. Crowell bought 6,600 shares on February 23, 2026 at $15.20 per share, totaling $100,320.
  • Hercules’ estimated NAV per share as of December 31, 2025 is projected between $12.10 and $12.16, up from the prior quarter.
  • Piper Sandler downgraded HTGC to Neutral and cut the price target to $17.50 from $20.50, citing software sector exposure amid AI disruption.

Summary: Gayle A. Crowell, a director on the Hercules Capital, Inc. board, acquired 6,600 shares of the company’s common stock on February 23, 2026, paying $15.20 per share for a total outlay of $100,320. The trade was disclosed in a filing signed on February 24, 2026, by Kiersten Zaza Botelho acting as Attorney-in-Fact for Crowell. Following the purchase, Crowell’s direct holdings in Hercules Capital stand at 87,458 shares.

The purchase arrives while HTGC shares are trading at $15.07, close to a 52-week low of $14.96 and down about 20% year-to-date. Market commentary from InvestingPro Tips describes the stock as trading in oversold territory and highlights a 12.88% dividend yield. The InvestingPro platform also notes that its Pro Research Report offers in-depth coverage for HTGC and more than 1,400 U.S. equities.


Company updates and analyst action

In parallel with the insider transaction, Hercules Capital released preliminary fourth-quarter and year-end estimates. The company’s estimated net asset value (NAV) per share as of December 31, 2025, is projected to be in a range between $12.10 and $12.16, which the company characterizes as an increase from the prior quarter.

On the analyst front, Piper Sandler lowered its rating on Hercules Capital from Overweight to Neutral. The firm cited potential risks tied to Hercules Capital’s significant exposure to the software sector amid what it described as artificial intelligence disruption. Piper Sandler also revised its price target for the stock to $17.50 from $20.50.

Loan amendment with Savara

Hercules Capital amended its loan arrangement with Savara Inc., creating the potential for up to an additional $75 million in funding. That incremental capital is stipulated to become available contingent upon FDA approval of Savara’s investigational therapy, MOLBREEVI.


Implications for markets and investors

The filing details, analyst repricing and the company’s NAV update collectively represent a mix of internal positioning and external reassessment. The director-level purchase is a discrete insider transaction recorded at a modest scale relative to institutional flows, while the NAV guidance and loan amendment are operational developments that may influence investor valuation of the firm’s balance sheet and credit exposure.


Filing information

The official filing identifying the transaction was signed by Kiersten Zaza Botelho, Attorney-in-Fact for Gayle Crowell, on February 24, 2026.


Key points

  • Gayle A. Crowell purchased 6,600 HTGC shares on February 23, 2026, at $15.20 per share, totaling $100,320.
  • Hercules’ estimated NAV per share as of December 31, 2025, is projected between $12.10 and $12.16, an increase from the prior quarter.
  • Piper Sandler downgraded HTGC from Overweight to Neutral and lowered the price target to $17.50 from $20.50, citing software sector exposure amid AI disruption.

Risks and uncertainties

  • Market risk: HTGC’s share price is near its 52-week low and has declined approximately 20% year-to-date.
  • Sector concentration risk: Piper Sandler highlighted potential downside tied to Hercules Capital’s significant exposure to the software sector amid AI disruption.
  • Regulatory contingency: The additional $75 million available to Savara under the amended loan is conditional on FDA approval of MOLBREEVI.

These points reflect the information disclosed in company filings, analyst commentary and market data referenced in the transaction notice.

Risks

  • HTGC’s share price is trading near its 52-week low and is down about 20% year-to-date, indicating market risk.
  • Analyst concern over Hercules Capital’s concentration in the software sector introduces sector-specific risk tied to AI disruption.
  • The additional $75 million available to Savara is contingent on FDA approval of MOLBREEVI, creating regulatory and execution risk.

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