Insider Trading February 19, 2026

Hercules Capital Director Acquires $317,600 in HTGC Shares as NAV Inches Higher

Thomas J. Fallon buys 20,000 shares while Hercules reports a modest NAV per-share increase and faces analyst downgrade and conditional loan amendment activity

By Derek Hwang HTGC
Hercules Capital Director Acquires $317,600 in HTGC Shares as NAV Inches Higher
HTGC

Hercules Capital director Thomas J. Fallon purchased 20,000 shares of the company's common stock on February 17, 2026, paying an average of $15.88 per share for a total of $317,600. The transaction occurs as the stock trades near its 52-week low and after the firm disclosed preliminary fourth-quarter 2025 NAV estimates. Separate developments include a Piper Sandler downgrade tied to sector concentration and a conditional loan amendment with Savara Inc.

Key Points

  • Hercules Capital director Thomas J. Fallon bought 20,000 shares on February 17, 2026, spending $317,600 at an average price of $15.88 per share.
  • The company’s stock trades near its 52-week low and yields 11.78%; Hercules has a P/E ratio of 8.43.
  • Preliminary fourth-quarter 2025 NAV per share is estimated at $12.10 to $12.16, slightly higher than the prior quarter's $12.05; meanwhile, Piper Sandler downgraded the stock citing 35% exposure to the software sector and potential AI-related disruption, and Savara secured up to $75 million in contingent financing tied to FDA approval of MOLBREEVI.

Thomas J. Fallon, a director at Hercules Capital, Inc. (NASDAQ:HTGC), acquired 20,000 shares of the business development company's common stock on February 17, 2026, according to a Form 4 filing. The shares were purchased at an average price of $15.88, with execution prices reported between $15.81 and $15.92, yielding a total transaction value of $317,600.

At the time of the filing, Hercules Capital's common stock was trading at $15.61. The company carries a price-to-earnings ratio of 8.43 and offers an elevated dividend yield of 11.78%. The recent share purchase comes while the stock is trading close to its 52-week low of $15.40 and after the share price has fallen approximately 19.82% over the prior 12 months.

Following the insider purchase, Fallon’s holdings were updated to reflect direct ownership of 5,779 shares and indirect ownership of 120,369 shares through the Fallon Family Revocable Trust. The filing documents show the purchase was made in the open market at the stated prices and quantities.


Hercules Capital also released preliminary financial information for the fourth quarter of 2025. The company estimates net asset value (NAV) per share to be in the range of $12.10 to $12.16, a modest increase relative to the prior quarter’s NAV of $12.05. The NAV revision was included among recent disclosures accompanying the company’s regulatory filings.

Market participants have also noted analyst activity affecting the name. Piper Sandler revised its rating on Hercules Capital from Overweight to Neutral and set a new price target of $17.50. The firm cited Hercules Capital’s approximately 35% exposure to the software sector as a driving concern, specifically highlighting potential disruption associated with advances in artificial intelligence.

In a separate financing development, Savara Inc. amended its loan agreement with Hercules Capital to provide for up to an additional $75 million in debt financing. That incremental funding is contingent on the U.S. Food and Drug Administration granting approval for Savara’s investigational therapy, MOLBREEVI, as specified in the amendment.


Investors weighing the transaction and the company updates have multiple data points to consider: an insider purchase at current depressed share levels, a long-standing dividend history noted in market data, a small quarter-over-quarter NAV increase, an analyst downgrade tied to sector concentration risks, and conditional financing tied to regulatory outcomes. Each of these items contributes to an evolving profile of Hercules Capital’s financial position and strategic counterpart relationships.

Risks

  • Sector concentration risk - Hercules Capital’s roughly 35% exposure to the software sector creates vulnerability to disruption from artificial intelligence developments, which influenced Piper Sandler’s downgrade (affects financials and software sectors).
  • Regulatory contingency risk - The additional $75 million in debt financing to Savara Inc. is conditional on FDA approval of MOLBREEVI, making that funding dependent on regulatory outcomes (affects healthcare/biotech and financials sectors).
  • Share-price and income risk - The stock is trading near its 52-week low and has declined about 19.82% over the past year, which may concern dividend-focused investors despite a high dividend yield (affects income investors and financials sector).

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