Insider Trading February 25, 2026

Gabelli Disposes of 800 GDL Fund Shares in Late-February Trade

Director trims position as fund trades near its 52-week peak; sizeable direct holding remains

By Derek Hwang GDL
Gabelli Disposes of 800 GDL Fund Shares in Late-February Trade
GDL

Gabelli Mario J, a director and 10% owner of GDL Fund (NYSE:GDL), sold 800 common shares on February 23, 2026, at $8.52 per share for a total of $6,816. The transaction occurred while the fund's shares were trading close to their 52-week high, with the market capitalization and dividend yield remaining modest and notable.

Key Points

  • Gabelli Mario J sold 800 common shares of GDL Fund on February 23, 2026 at $8.52 per share, totaling $6,816.
  • The sale occurred while GDL was trading near its 52-week high of $8.67, with the latest quoted price at $8.54; the fund carries a market cap of $5.9 million and a 5.62% dividend yield.
  • After the transaction Gabelli directly owns 2,747,977 shares and also holds additional indirect stakes through multiple affiliated entities.

Transaction overview

Director Gabelli Mario J, who is identified as a ten percent owner of GDL Fund (NYSE:GDL), executed a sale of 800 common shares on February 23, 2026. The shares were disposed of at a price of $8.52 each, producing a gross transaction value of $6,816.

Market context

At the time of the sale the fund was trading near its 52-week high of $8.67, with the most recent quoted price at $8.54. GDL carries a market capitalization of approximately $5.9 million and offers a dividend yield of 5.62%.

Post-transaction ownership and indirect holdings

After completing the February 23 sale, Gabelli directly holds 2,747,977 shares of the fund. In addition to that direct stake he maintains indirect ownership through several affiliated entities - Associated Capital Group, Inc.; Gabelli & Company Investment Advisers, Inc.; GGCP, Inc.; GPJ Retirement Partners, LLC; and GAMCO Investors, Inc.

Research and subscriber resources

The reporting on the trade notes that InvestingPro subscribers have access to two additional exclusive tips regarding GDL’s trading patterns and valuation metrics.


Analysis note

The sale represents a relatively small block compared with the director’s direct holding. The transaction was executed while the fund's share price was trading close to its 52-week peak and near the current quoted level noted above.

Summary of facts

  • Seller: Gabelli Mario J, director and 10% owner of GDL Fund (NYSE:GDL).
  • Shares sold: 800 common shares.
  • Sale date: February 23, 2026.
  • Sale price: $8.52 per share.
  • Total transaction value: $6,816.
  • Share price at reporting: $8.54; 52-week high: $8.67.
  • Market capitalization: $5.9 million.
  • Dividend yield: 5.62%.
  • Direct holdings after sale: 2,747,977 shares.
  • Indirect holdings: Associated Capital Group, Inc.; Gabelli & Company Investment Advisers, Inc.; GGCP, Inc.; GPJ Retirement Partners, LLC; GAMCO Investors, Inc.

Risks

  • Limited liquidity and small market capitalization - GDL's $5.9 million market cap suggests sensitivity to relatively small trades in the market, which may affect price stability. This impacts investors in closed-end funds or small-cap financial instruments.
  • Concentration of insider holdings - a substantial direct holding by a single director could pose governance or liquidity considerations for shareholders, affecting confidence in fund-level decision making.
  • Price proximity to 52-week high - the sale took place when the stock was near its yearly peak, which may indicate reduced immediate upside; this is relevant to income-focused investors given the fund's 5.62% dividend yield.

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