Insider Trading February 6, 2026

Former 10% Aeluma Holder Tompkins Disposes $507,653 in ALMU Shares Ahead of Earnings

Two transactions on Feb. 4 reduced holdings while the company prepares for an earnings report next week

By Hana Yamamoto ALMU
Former 10% Aeluma Holder Tompkins Disposes $507,653 in ALMU Shares Ahead of Earnings
ALMU

Mark N. Tompkins, previously a 10% owner of Aeluma, Inc. (ALMU), sold $507,653 worth of common stock in two tranches on February 4, 2026. The trades occurred at prices between $13.94 and $15.50. The stock is trading below those sale levels and faces an upcoming earnings release on February 11. Recent company results showed a modest non-GAAP loss and revenue growth year-over-year; valuation metrics indicate the shares trade above InvestingPro's Fair Value.

Key Points

  • Mark N. Tompkins sold $507,653 of Aeluma common stock on Feb. 4, 2026 through two transactions, reducing his position to 1,790,488 shares.
  • Sales were executed at price ranges of $13.94 to $14.91 (28,544 shares) and $14.94 to $15.50 (5,956 shares); the stock was trading at $13.86 after the transactions and has shown mixed performance over multiple timeframes.
  • Aeluma reported Q1 FY2026 non-GAAP net loss of $0.03 per share on $1.4 million in revenue; revenue rose from $481,000 year-over-year but the EPS missed the forecasted $0.02 loss. InvestingPro flags the stock as trading above Fair Value with a Price/Book of 6.05.

Mark N. Tompkins, who until recently held a roughly 10% stake in Aeluma, Inc. (ALMU), executed two stock sales on February 4, 2026, that together generated proceeds of $507,653. The dispositions were made in separate transactions at prices that ranged between $13.94 and $15.50 per share.

The larger of the two sales involved 28,544 shares, transacted at prices spanning $13.94 to $14.91. The second block comprised 5,956 shares, sold between $14.94 and $15.50. After these transactions, Tompkins retains direct ownership of 1,790,488 Aeluma shares.

At the time of reporting, Aeluma stock was trading at $13.86. According to InvestingPro data cited alongside the transactions, the share price has fallen 12.2% over the past week and 28.5% over the past six months, despite a 98.4% gain over the previous year. The company’s market capitalization is listed at $247.5 million.

InvestingPro analysis referenced in company data marks the shares as trading above their Fair Value and highlights a Price/Book ratio of 6.05. That valuation signal is provided alongside additional research available through InvestingPro for those seeking more in-depth metrics and commentary.

The timing of Tompkins’ sales coincides with an upcoming corporate reporting event. Aeluma is scheduled to release its earnings for the quarter on February 11, 2026, five days after the trades were executed.

Recent financial results show Aeluma posted a non-GAAP net loss of $0.03 per share for Q1 FY2026, a modest miss compared with a forecasted loss of $0.02 per share. The company reported revenue of $1.4 million for the quarter, up from $481,000 a year earlier and in line with consensus expectations.

The earnings release reflected revenue growth alongside continued pressure on near-term profitability. The announcement did not satisfy all analyst projections, and the company’s ongoing response to those results remains a point of focus for investors and market watchers. Stakeholders will be observing how Aeluma addresses its path to profitability while sustaining revenue expansion.


Contextual note - The share sales, valuation indicators, and recent earnings data are presented as reported. The company’s market reaction to the earnings report and any subsequent strategic adjustments will determine near-term investor sentiment.

Risks

  • Upcoming earnings report on Feb. 11 creates short-term uncertainty for the stock and may affect investor sentiment - impacts equity markets and small-cap investors.
  • Valuation metrics indicate the shares are trading above Fair Value with a high Price/Book ratio, introducing valuation risk for value-focused investors - impacts valuation-sensitive strategies and analysts.
  • Insider selling by a former large holder could influence market perception of near-term prospects, adding volatility risk to the company’s shares - impacts liquidity and investor confidence in small-cap equities.

More from Insider Trading

Clean Harbors Director Executes $204,802 Sale as Company Reports Strong Q4 and Pushes M&A Agenda Feb 21, 2026 Clean Harbors Executive Disposes Nearly $1.0M in Stock as Company Posts Strong Q4 Feb 21, 2026 Clean Harbors CFO Disposes $784K in Shares as Company Reports Strong Quarter and Pursues Acquisition Feb 21, 2026 Travelers Executive Vice President Records $1.74 Million Share Sale as Company Posts Strong Quarter Feb 21, 2026 Genasys Director Buys $50,404 of Stock; Company Reports Mixed Q1 Results Feb 21, 2026