Insider Trading March 5, 2026

Dennis Howard Disposes of 10,108 Charles Schwab Shares in $956,227 Trade

Chief Technology, Operations & Data Officer sold stock under a 10b5-1 plan as Schwab posts asset inflows and completes Forge acquisition

By Maya Rios SCHW
Dennis Howard Disposes of 10,108 Charles Schwab Shares in $956,227 Trade
SCHW

Dennis Howard, Charles Schwab's Chief Technology, Operations & Data Officer, sold 10,108 shares of common stock on March 3, 2026, in two transactions that together totaled about $956,227. The trades were carried out under a Rule 10b5-1 trading plan adopted November 25, 2025. Schwab shares trade near $95.41 and InvestingPro rates the stock as undervalued with a Piotroski Score of 9. Recent company developments cited include $27.8 billion in core net new assets in January, completion of the Forge Global Holdings acquisition, a $1.5 million corporate foundation grant to Junior Achievement USA, and a scheduled Institutional Investor Day on May 14.

Key Points

  • Insider sale: Dennis Howard sold 10,108 Charles Schwab shares on March 3, 2026, in two transactions totaling about $956,227.
  • Company performance and valuation: Schwab shares trade at $95.41, up nearly 26% over the past year; InvestingPro flags the stock as undervalued and reports a Piotroski Score of 9.
  • Corporate developments: $27.8 billion in core net new assets in January; client assets at $12.15 trillion; completion of Forge Global Holdings acquisition; a $1.5 million grant from the Charles Schwab Foundation; Institutional Investor Day scheduled for May 14.

Dennis Howard, MD and Chief Technology, Operations & Data Officer at Charles Schwab Corporation (NYSE: SCHW), sold a total of 10,108 shares of the company's common stock on March 3, 2026. The disposals were executed in two separate transactions and produced an aggregate transaction value of approximately $956,227.

The first block comprised 6,269 shares, transacted at prices ranging from $93.75 to $94.74. The second block consisted of 3,839 shares, with prices spanning $94.745 to $95.165. The two sales carried weighted average prices of $94.4316 and $94.8778, respectively.

According to records, the disposals were carried out pursuant to a Rule 10b5-1 trading plan that Howard adopted on November 25, 2025. After these sales, Howard retains direct ownership of 10,470 shares of Charles Schwab common stock.

At the time of reporting, Charles Schwab shares were trading at $95.41. The share price has risen by nearly 26% over the past year. InvestingPro analysis cited in company materials describes the stock as appearing undervalued at current levels and assigns Schwab a Piotroski Score of 9, a measure that indicates strong financial health in that scoring framework.

Additional corporate developments noted alongside the insider transaction include January inflows of $27.8 billion in core net new assets, bringing the firm's total client asset base to $12.15 trillion by month-end. That client asset total represents an 18% increase year-over-year and a 2% increase from December.

Charles Schwab also completed its acquisition of Forge Global Holdings, integrating Forge as a wholly owned subsidiary. Under the terms of the merger, each outstanding Forge share was converted into $45 in cash. Separately, the Charles Schwab Foundation announced a three-year, $1.5 million grant to Junior Achievement USA to expand Experiential Learning Centers nationwide, incorporating AI-powered tools into student experiences.

Looking ahead, Charles Schwab has scheduled an Institutional Investor Day for May 14, which will be made available via a live webcast.


Contextual note: The article references InvestingPro research and its Pro Research Reports covering Charles Schwab and more than 1,400 other U.S. equities.

Risks

  • No motive for the insider sales is provided in the record, creating uncertainty about whether the trades were driven by personal circumstances or prearranged plans - this impacts investor interpretation in the financial services sector.
  • The article references a single third-party valuation framework (InvestingPro) without presenting alternative assessments, leaving valuation conclusions open to differing analyses - relevant to equity markets and investor decision-making.
  • Planned corporate events, such as the Institutional Investor Day on May 14, have outcomes that are not yet known and could influence market perception of the company upon release.

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