Stock Markets April 10, 2026 08:43 AM

HawkEye 360 submits S-1 to SEC, plans NYSE listing under HAWK

Signals-intelligence firm names lead underwriters; share count and price range not yet set as registration awaits SEC effectiveness

By Priya Menon
HawkEye 360 submits S-1 to SEC, plans NYSE listing under HAWK

HawkEye 360, a Herndon, Virginia-based signals intelligence data and analytics company, has filed a Form S-1 registration statement with the U.S. Securities and Exchange Commission for a proposed initial public offering of its common stock. The firm plans to list on the New York Stock Exchange under the ticker HAWK, but has not specified the number of shares or a price range. A syndicate of lead and additional book-running managers has been named, and the offering will proceed through a prospectus once the registration becomes effective.

Key Points

  • HawkEye 360 filed a Form S-1 registration statement with the U.S. Securities and Exchange Commission for a proposed IPO of its common stock.
  • The company is headquartered in Herndon, Virginia and intends to list on the New York Stock Exchange under the ticker symbol HAWK, but has not determined share count or price range.
  • Goldman Sachs & Co. LLC and Morgan Stanley are the lead book-running managers; RBC Capital Markets, Jefferies, and BofA Securities are additional book-running managers, and Baird, Raymond James, and William Blair are bookrunners.

HawkEye 360, a company that provides signals intelligence data and analytics, has filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission relating to a proposed initial public offering of its common stock, according to a company statement.

The firm, which is based in Herndon, Virginia, has not set the number of shares that would be offered nor established a price range for the planned transaction. HawkEye 360 has stated its intention to list its common stock on the New York Stock Exchange under the ticker symbol "HAWK."

Goldman Sachs & Co. LLC and Morgan Stanley have been named as the lead book-running managers for the offering. In addition, RBC Capital Markets, Jefferies, and BofA Securities are listed as additional book-running managers. Baird, Raymond James, and William Blair are identified as bookrunners for the deal.

The registration statement has been filed with the SEC but has not yet become effective. As the company notes in its filing, the securities covered by the registration statement cannot be sold until the registration statement is declared effective by the SEC.

In its description of the business, HawkEye 360 says it provides signals intelligence services to defense, intelligence, and national security organizations. The company states that it uses space-based collection systems to detect, geolocate, and characterize radio-frequency emissions on a global basis, and that it delivers the resulting data to the U.S. Government and allied partners.

HawkEye 360 says the proposed offering will be conducted through a prospectus. Preliminary copies of that prospectus will be available from the lead underwriters once the company's registration statement becomes effective.


Contextual note included in the filing material - The filing as published also contained promotional material addressing investment research, including a question about investment opportunities in 2026 and a description of a data and analytics product referred to as InvestingPro, which the material characterizes as combining institutional-grade data with AI-powered insights and offering preliminary research assistance. That material notes that preliminary prospectuses and related offering documents will be distributed by the lead underwriters once the SEC declares the registration effective.

What this filing does and does not disclose - The S-1 filing formally begins the process of a potential public offering by making initial regulatory disclosures to the SEC, naming underwriting banks, and stating the intended exchange and ticker. The filing does not, at this stage, disclose the size of the proposed share offering or any pricing information, and it notes that the registration is not yet effective, which means no securities may be sold until that condition is satisfied.

Next steps identified in the filing - The company and its underwriters will proceed with a prospectus distribution only after the registration statement is declared effective by the SEC. Until that effectiveness occurs, the timeline, size, and pricing of any eventual offering remain undefined in the public filing.

Risks

  • The registration statement has been filed but is not yet effective - securities cannot be sold until the SEC declares the registration effective, creating timing uncertainty for the offering.
  • The company has not determined the number of shares to be offered or the price range for the proposed offering, leaving the size and valuation of the transaction unspecified.
  • The filing's disclosures center on serving defense, intelligence, and national security organizations and delivering data to the U.S. Government and allied partners - the document does not provide further detail on potential market concentration or revenue exposure tied to those customers.

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